Question:
State any three objectives of the Securities and Exchange Board of India (SEBI).
State any three objectives of the Securities and Exchange Board of India (SEBI).
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SEBI plays a crucial role in regulating stock markets, protecting investors, preventing fraud, and ensuring fair practices in the securities industry.
Updated On: Feb 19, 2025
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Solution and Explanation
Objectives of SEBI:
(i) Regulation of Stock Exchanges:
- SEBI aims to regulate stock exchanges and the securities market to ensure their smooth and orderly functioning.
(ii) Investor Protection and Awareness:
- SEBI works to protect the rights and interests of investors, particularly individual investors, by guiding and educating them about securities trading.
(iii) Prevention of Trading Malpractices:
- SEBI ensures that unethical and fraudulent activities such as insider trading, price manipulation, and unfair trade practices are prevented.
(iv) Regulation of Intermediaries:
- SEBI formulates a code of conduct and fair practices for intermediaries like brokers, merchant bankers, and investment advisors, ensuring professionalism and competitiveness.
(i) Regulation of Stock Exchanges:
- SEBI aims to regulate stock exchanges and the securities market to ensure their smooth and orderly functioning.
(ii) Investor Protection and Awareness:
- SEBI works to protect the rights and interests of investors, particularly individual investors, by guiding and educating them about securities trading.
(iii) Prevention of Trading Malpractices:
- SEBI ensures that unethical and fraudulent activities such as insider trading, price manipulation, and unfair trade practices are prevented.
(iv) Regulation of Intermediaries:
- SEBI formulates a code of conduct and fair practices for intermediaries like brokers, merchant bankers, and investment advisors, ensuring professionalism and competitiveness.
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